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Jason M. Kueser
Securities Fraud Attorney (http://www.jmkesquire.com)
Geithner Says Dodd-Frank Opponents Add to Uncertainty in Financial Markets - Bloomberg - http://bloom.bg/wKYr7z
U.S. Treasury Secretary Timothy F. Geithner criticized opponents of new financial industry regulations and said the first non-banks deemed systemically risky will be named this year.
- Jason M. Kueser
Geithner Says Dodd-Frank Opponents Add to Uncertainty in Financial Markets RT http://bloom.bg/wKYr7z system needs fundamental restructuring
S.E.C. Is Avoiding Tough Sanctions for Large Banks - NYTimes.com - http://nyti.ms/wV1Fs3
SEC Is Avoiding Tough Sanctions for Large Banks RT @NYTimes http://nyti.ms/wV1Fs3 Failed to hold firms accountable for misstatements
The incredibly shrinking bill for TARP RT @washingtonpost http://wapo.st/wDkcNK Taxpayers still owed $133 billion from $475 billion bailout
The incredibly shrinking bill for TARP - The Washington Post - http://wapo.st/wDkcNK
The bailout program is expected to cost taxpayers much less than expected even a year ago.
- Jason M. Kueser
COMPLY: Social media hacking seen as risk to advisers | Reuters - http://reut.rs/Arw90q
Social media hacking seen as risk to advisers RT @reuters http://reut.rs/Arw90q Have professionals overlooked potential serious issues?
B-D gets its stock out of hock from pawn shop RT @newsfromIN http://www.investmentnews.com/article... Chair of parent co also CEO of co. operating pawn shop #in
B-D gets its stock out of hock from pawn shop - InvestmentNews - http://www.investmentnews.com/article...
Capital Financial repurchases shares it sold to PawnMart, issues pawnbroker a promissory note
- Jason M. Kueser
Shake-up in US fixed income research rules RT @ft http://on.ft.com/wUBtrq Financial industry regulators 'set to propose' rules re conflicts
Shake-up in US fixed income research rules - FT.com - http://on.ft.com/wUBtrq
New rules to deal with conflicts of interest in fixed income research are set to be proposed by US financial industry regulators, bringing regulation of bond market coverage more in line with equity analysis. The move comes nearly a decade after a
- Jason M. Kueser
Obama Expected to Call for Tougher Wall Street Penalties RT @complianceex http://compliancesearch.com/complia... criticism re "weak" anti-fraud laws
Obama Expected to Call for Tougher Wall Street Penalties | Compliancex - http://compliancesearch.com/complia...
President Barack Obama is expected to call on Congress in his State of the Union address Tuesday to pass legislation to toughen antifraud laws governing the
- Jason M. Kueser
FINRA - Regulatory Notice 12-03 - http://www.finra.org/Industr...
FINRA releases Regulatory Notice 12-03: Heightened Supervision of Complex Products http://www.finra.org/Industr... includes leveraged ETFs, ABS #in
SEC seeks public comments re: Study on Financial Literacy Among Investors http://1.usa.gov/yZMvEn #in
No description available. - http://1.usa.gov/yZMvEn
Volcker Rule Regulators Resist Lawmakers Calls to Scrap Proposal - Bloomberg - http://bloom.bg/x1mpWY
U.S. regulators, responding to criticism of their Volcker rule proposal, told lawmakers they will refine plans for the ban on banks’ proprietary trading while resisting calls to scrap the measure and start over.
- Jason M. Kueser
Volcker Rule Regulators Resist Lawmakers Calls to Scrap Proposal RT @BloombergNews http://bloom.bg/x1mpWY
Supreme Court smacks down B-D's suit against Finra - InvestmentNews - http://www.investmentnews.com/article...
Plaintiff argued that proxy soliciting member approval for NYSE combo was fraudulent
- Jason M. Kueser
Supreme Court smacks down B-D's suit against Finra RT @newsfromIN http://www.investmentnews.com/article... Declined appeal by broker-dealer re proxy fraud
A corporate tax code for a different century | David Cay Johnston - http://reut.rs/zMeYx6
Why is the RATE Coalition not first promoting fundamental tax reform, a tabula rasa approach, and only then talking of tax rate cuts?
- Jason M. Kueser
A corporate tax code for a different century RT @reuters @DavidCayJ http://reut.rs/zMeYx6 'weak evidence' re reduced rates, economic growth
SIFMA, Finra clash over deadbeat brokers - InvestmentNews - http://www.investmentnews.com/article...
Increasingly, brokerages are being stiffed by ex-reps who were given hefty loans as recruiting incentives. SIFMA wants Finra to write a tougher rule to help battle deadbeat brokers. So far, no dice.
- Jason M. Kueser
SIFMA, Finra clash over deadbeat brokers RT @newsfromIN http://www.investmentnews.com/article... Industry group seeks to eliminate inability-to-pay defense
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